Monticello Capital

Corporate Philosophy
Seven Promises
Industry Experience
Social Responsibility
Our Stakeholders
The Environment
Affiliates
The Fine Print

Our Business Builds On Trust

We favor partnership and affiliation, including with firms and ventures in which our own principals are involved.  We’ve found that our business is better when we join with others -- in the many ways that commerce has for association.

The affiliates of Monticello Capital are not all linked to our firm in terms of legal connection or ownership.  Here are firms and institutions that we trust and with whom we do business.
Barbara S. Pocalyko CPA PLC Fairfax Chamber JAKA Group
Breakfast of Leaders Financial Investments, Inc. Monticello Capital Ventures
Dulles Chamber Franklin and Associates Northern Trust
Enterprise Applications Innervel Solutions, Inc. Pittsford Ventures

Barbara S. Pocalyko CPA PLC

The public accounting practice led by Barbara Snelbaker Pocalyko is co-located with the Chantilly, Virginia offices of Monticello Capital and is an affiliated entity of the investment bank. Ms. Pocalyko is the accountant of record for Monticello Capital’s corporate and portfolio holdings and is listed among Monticello Capital’s principals. The firm assists with Monticello Capital corporate advisory engagements including the restoration of corporate integrity.

The public accounting firm began in 1983 in Virginia as a sole practitioner business entity and was subsequently registered as a Virginia professional limited liability company.

The firm is a general tax practice with concentrations in individual and enterprise corporate accounting. It is particularly active in tax advisory matters, growth-stage businesses, international accounting, tax strategies, and income tax services for individuals and privately-owned businesses.

Barbara Snelbaker Pocalyko is licensed as a certified public accountant in the Commonwealth of Virginia and the State of Florida. She earned the A.B. degree cum laude from Muhlenberg College, where she majored in Economics and Accounting. Before founding this public accounting firm, she served as a staff accountant at public accounting firms, as an internal auditor in the Fortune 100, as comptroller of both a private corporation and a public university, and in federal government service, in the former Department of Health, Education and Welfare and the Department of Health and Human Services.

She is a former member and chairman of the Commonwealth of Virginia Board of Accountancy, having served during the administrations of former Governors James S. Gilmore, Jr. and Mark R. Warner.



Barbara S. Pocalyko CPA PLC
Barbara S. Pocalyko, Principal
Lindbergh Center - Dulles Business Park
3901 Centerview Drive, Suite R
Chantilly Virginia 20151-3299

703.689.0133

info@bspcpa.net

Breakfast of Leaders

Breakfast of Leaders is a Chief Executive Officer business forum in northern Virginia, meeting monthly in Loudoun County.

The group addresses challenges facing “leaders of leaders” and the frontline issues that they are required to confront at the top of the technology and financial economy.

Founded in 2008, the format of meetings is unique: a closed-room off-the-record presentation by a CEO or a panel of CEOs, on a critical issue chosen by the presenters, in a freewheeling environment dubbed “share and dare.”

Media may attend by prior arrangement, but all CEO comments are off the record.

Membership is by invitation.  There are no dues.  Breakfast of Leaders does have corporate sponsors.  Not all of the meetings are breakfasts.

Monticello Capital’s Managing Director and CEO, Michael N. Pocalyko, serves on the forum’s advisory board and has been a featured speaker.



Teresa Moraska
CEO, Warrior Communications
Founder and Coordinator, Breakfast of Leaders

703.729.7933

teresam@warriorcommunications.com

Dulles Regional Chamber of Commerce

The Dulles Regional Chamber of Commerce exists to promote and facilitate the success of businesses and the communities they serve through networking, outreach, advocacy, and education.  The Dulles corridor around Washington DC’s international airport is a prime business location for advanced technology manufacturing, information technology, and corporate finance.

Monticello Capital’s offices are located in Chantilly, Virginia adjacent to the Chantilly office of the Dulles Regional Chamber of Commerce. 

Debra Biely of Monticello Capital serves as Vice President for Programs and is on the Board of Directors of the Chamber, and Michael N. Pocalyko, Managing Director and CEO of Monticello Capital, is a member of the Chamber’s Advisory Board.  Monticello Capital is a "Dulles 28 Benefactor" of the Chamber.



Dulles Regional Chamber of Commerce
3901 Centerview Drive, Suite S
Chantilly Virginia 20151-3299

571.323.5300

www.dullesregionalchamber.org

Enterprise Applications

Enterprise Applications, Inc. is a portfolio company of Monticello Capital, a Virginia stock company serving both the federal government and the commercial information technology sectors.

The wide range of federal and commercial IT solutions, and the attendant suite of services required by the expanding community of commerce dedicated to federal government interests, provide the base of business into which Enterprise Applications is expanding.

Enterprise Applications is qualified as a “Small Business” and a “Woman Owned Small Business” in its North American Industry Classification System (NAICS) Code categories, and for the purposes of federal government contracting.

The company is in its growth and development stage.



Enterprise Applications
in care of Monticello Capital
Lindbergh Center - Dulles Business Park
3901 Centerview Drive, Suite R
Chantilly Virginia 20151-3299

703.674.0500

info@monticellocapital.com

Fairfax County Chamber of Commerce

The Fairfax County Chamber of Commerce is “the voice of business in northern Virginia.”  The largest and most active chamber in the commonwealth, it is regionally focused and the primary advocate for thousands of thriving small businesses and some of the nation’s largest corporations.

Prospering in commerce globally in part because of its close proximity to the national capital in Washington DC, the Fairfax Chamber asserts, “Fairfax County has always been about business.”



Fairfax County Chamber of Commerce
8230 Old Courthouse Road, Suite 350
Vienna Virginia 22182-3853

703.749,0400

www.fairfaxchamber.org

Financial Investments, Inc.

Financial Investments, Inc. (FII) is a Registered Investment Advisor (RIA) and Commodity Trading Advisor (CTA) in Herndon, Virginia.  FII manages several absolute return strategies that offer returns with very low correlation to the equity, fixed income and real estate markets.  These alternative strategies are leveraged and maintain high levels of liquidity.

Alternative assets for institutional and individual investors are managed under FII’s affiliate, Financial Commodity Investments (FCI).  Alternative asset management for accredited individual investors is managed under FII’s affiliate, Financial Investments Limited Partnership (FILP).

FII has been an “Inc 500” company and is one of the fastest-growing privately-held financial services companies in the United States.  FII and its proprietary financial services products have received top national rankings from Barclays and the “Fantastic 50” award from the Virginia Chamber of Commerce.

Michael N. Pocalyko, Managing Director and CEO of Monticello Capital, is a member of FII’s Advisory Board.


Craig B. Kendall, CPA
President
Financial Investments, Inc
Financial Commodity Investments
462 Herndon Parkway, Suite 205
Herndon Virginia 20170-5235

703.435.2777 ext 102

CKendall@financialii.com
www.financialii.com

Please see our securities disclaimer.

Franklin and Associates

Franklin and Associates is a management consulting firm specializing in strategic planning, business development, corporate finance, capital foundation, and advisory services for growth enterprises.

Monticello Capital has been affiliated with, and has been managing transactions with Franklin and Associates since 1998.  The founder and principal of the firm, James J. Franklin, is also a principal of Monticello Capital.

James J. Franklin is an entrepreneurial financier, an accomplished corporate strategist, and an investment banker with broad experience in senior executive- and board-level advisory services.  His extensive capital-raising and M&A background ranges from venture-backed start-ups to Fortune Global 50 international conglomerates.  He has been the CFO of four development-stage technology corporations.  A retired Air Force lieutenant colonel, fighter pilot, and test pilot, he is a veteran of air combat in the Persian Gulf War and holds a B.S. degree from Mississippi State and an M.A. degree from the University of Alabama.  His executive education is from MIT.



James J. Franklin
at Monticello Capital
703.674.0506
franklin@monticellocapital.com

Franklin and Associates
3733 Yorktown Village Pass
Annandale Virginia 22003-1563

703.205.9016

franklin-assoc@msn.com

Innervel Solutions

Founded by experienced systems engineers, Innervel Solutions is an information technology services company providing world-class managed datacenter hosting, advanced IT networking and infrastructure consulting, disaster recovery and contingency planning, and unified voice communications and telework solutions.
 
Innervel delivers IT solutions with significant scale that easily accommodate corporate client requirements. The firm specializes in providing robust, high quality and expandable service platforms at affordable costs. Innervel Solutions continues to further strengthen the value of these platforms by developing enhanced product and service offerings to address ever-changing demands. The firm is committed to excellence, innovative technology leadership, and client service.
 
One of the three founders and managing partners, Christopher A. Hays, is also the Information Technology Manager of Monticello Capital.



Christopher A. Hays
at Monticello Capital
703.674.0515
hays@monticellocapital.com

at Innervel Solutions, Inc.
703.589.4229
chays@innervel.com

Innervel Solutions, Inc.
218 N. Lee Street, Suite 300
Alexandria Virginia 22314
www.innervel.com
P: 703.636.5418

JAKA Group

JAKA Group in Reston, Virginia is a minority-owned government relations, business development, and strategic marketing company founded by football great Ken Harvey, from the University of California, Berkeley, then a standout linebacker and four-time NFL Pro-Bowl player for the Phoenix Cardinals and the Washington Redskins.

Using sports-based themes in an inventive business process that JAKA calls “sportilization,” the firm focuses on concrete goals for its clients and partners by integrating athletes, events and other sports platforms into strategic marketing and business development plans.

JAKA provides an extraordinary edge and advance to corporations requiring Washington representation or marketing differentiation.

JAKA is additionally a national leader in corporate social responsibility advisory services for small businesses.

Michael N. Pocalyko, Managing Director and CEO of Monticello Capital, is a member of JAKA’s Advisory Board.



Ken Harvey
CEO and President
JAKA Group
1984 Isaac Newton Square West, Suite 206
Reston Virginia 20190-5040

703.230.5252

ken.harvey@jakaconsulting.com

Monticello Capital Ventures LP

A private Virginia limited partnership formed in 1998, six months after the organization of Monticello Capital LLC, Monticello Capital Ventures LP is the repository entity for the investment bank’s equity positions, private or public, in deals concluded by the firm.

When Monticello Capital LLC is compensated in equity in its fee-for-service investment banking transactions, Monticello Capital Ventures LP becomes the owner of the equity.

The general partner and the single limited partner of Monticello Capital Ventures LP are both Monticello Capital LLC.  There are no outside investors in Monticello Capital Ventures LP, and the fund does not buy into any transaction not managed by Monticello Capital.



Monticello Capital Ventures LP
in care of Monticello Capital
Lindbergh Center - Dulles Business Park
3901 Centerview Drive, Suite R
Chantilly Virginia 20151-3299

703.674.0500

info@monticellocapital.com

Northern Trust

Monticello Capital is not a registered investment advisor, nor do we offer wealth management services.

Northern Trust Corporation (Nasdaq:NTRS) is a leading provider of investment management, asset and fund administration, fiduciary and banking solutions for corporations, institutions and affluent individuals worldwide.

We commend Northern Trust for independent advice and wealth management services and are pleased to refer wealth management clients. 

Northern Trust

Michael H. Orfini Senior Vice President
Northern Trust Corporation 

800 Connecticut Avenue NW, Suite 200 
Washington DC 20006-2720   

202.303.1716   
michael.orfini@ntrs.com
www.northerntrust.com   

Please see our securities disclaimer.

Pittsford Ventures

Pittsford Ventures Management LLC is a private international venture fund which, after a thirty-year corporate history of extraordinary success, is expanding its horizons internationally.

The fund is managed and advised by successful veterans of the venture capital industry with top-quintile track-records and experienced, native, and resident principals in each country.

The current Pittsford offering, Pittsford Ventures V, is a $400 million private equity fund
  • Involved in innovation transfer of proven technologies, products and business models in and among the key emerging economies, principally to India, China and Brazil
  • Integrated with multi-national and proprietary deal flow
  • Primarily to invest in health care, informatics, communications and clean technology
  • Using “back to basics” operating and investment policies to mitigate inherent risks.
Pittsford’s annual internal rate of return for all of its investments  from 1979 through 2009 is 44.6 percent.  For investments in the key emerging markets from 1981 through 2009, the IRR is 87.6 percent.  Past performance is no guarantee of future results.

Michael N. Pocalyko, Managing Director and CEO of Monticello Capital, and Larry Pressler, formerly a Senior Advisor to Monticello Capital, both advise Pittsford Ventures.



Logan McK. Cheek
Senior Managing Director
Pittsford Ventures Management, LLC
8 Lodge Pole Road
Pittsford New York 14534-4550

585.223.3523

logan.cheek@pittsfordventures.com

Please see our securities disclaimer.